Category Archives: Notes

IMTx: NET02x (4G Network Essentials) – Management of Sporadic Data Flows – 1. Attach and Detach Procedures

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

A LTE UE has permanent IP connectivity for as long as it is connected.

As soon as the UE powers up it requests the establishment of one or more bearers for it’s IP connectivity through GTP tunnels.

An EPS Connectivity Request message is sent by the UE.

The network needs to know if a UE can be reached or not, so the network must store state for each terminal,

EPS Session Management (ESM) manages EPS bearer contexts.

EPS Mobility Management (EMM) has two states – EMM-Registered (UE reachable) and EMM-Deregistered (UE not reachable).

A UE is in the deregistered state when it is not rechable, for example not currently powered up or in flight mode.

The MME memorizes the state of each UE and it’s context elements such as it’s most recent GUTI, IMSI, security parameters etc.

Attach Procedure

To attach to the network a UE sends an EMM Attach Request with it’s most recent GUTI to the MME.

In the same request the UE also includes an ESM PDN Connectivity Request to gain access to the external networks.

The Authentication & Key Agreement procedure is followed between the UE and the MME/HSS to authenticate the network and the subscriber.

One this is done the MME looks at the connectivity requested and the APN of the subscriber, the MME then selects a Serving-Gateway and Packet-Gateway based on the APN.

The MME then sends a GTP-C Create Session Request along with the connectivity requested (IPv4/6), APN and IMSI of the subscriber and it’s allocated TEID for this tunnel to the S-GW.

The S-GW also sends a GTP-C Create Session Request along with
the connectivity requested (IPv4/6), APN and IMSI of the subscriber to the P-GW, along with the S-GW’s allocated TEID for this tunnel too.

The P-GW then sends a GTP-C Create Session back to the S-GW containing it’s TEID and it also includes the IP Address to be allocated to the UE.

A GTP session is now setup between the P-GW and the S-GW for this bearer, with the TEID values added to the TEID management tables on both devices. This GTP tunnel is referred to an S5 (home) or an S8 (roaming) Bearer in 3GPP parlance.

Another GTP-C Create Session message with it’s own TEID is also sent from the S-GW to the MME.

The MME, S-GW and P-GW now each know TEID for each of the 2 tunnels setup (MME<->S-GW, S-GW<->P-GW) so have what they need to fill their TEID management tables.

When the MME recieves the GTP-C Create Session with the IP Address for the UE it sends an EMM Attach Accept and a EPS Bearer Context Setup Request containing the IP Address the P-GW allocated to the UE to the UE itself.

The UE stores the allocated IP and sends an acknowledgement to the MME in the form of an EMM Attach Complete message back to the MME.

The MME sends a GTP-C Modify Bearer Request which transfers the bearer setup between MME and SGW and modifies it to be between the SGW and the eNB.

The S-GW sends back a GTP-C Modify Bearer Complete message and modifies the GTP tunnel to be between the SGW and the eNB. A S1 bearer is now established for carrying user data from the eNB to the SGW.

Once this procedure is complete the UE is now in the EMM Registered State meaning it is known to the MME, it has a security association and has an IP Address.

The S-GW and the P-GW also stores the TEIDs for the UE.

Detach Procedure

When a UE detaches from the network (for example it powers down), the network must release all the tunnels for that UE, the MME state must be updated to EMM Deregistered and the MME must also keep a record for the last GUTI and security keys,

To detach from the network the UE sends a RLC UL Information Transfer message containing an EMM Detach Request which includes it’s current GUTI.

As soon as the UE recivers confirmation from the eNB the UE can power down, but the eNB must inform the network of the disconnection so the resources can be released.

The eNB sends a S1Ap Uplink NAS Transport message containing a EMM Detach Request with the UE’s GUTI to the MME.

The MME can then release the security context,

The MME then sends a GTP-C Delete Session Request to the S-GW.

Upon recipt of this request the S-GW requests the P-GW tears down it’s tunnel between the P-GW and S-GW (aka the S5/S8 Bearer) by sending it’s own GTP-C Delete Session Request to the P-GW.

Once the S-GW has confirmation the tunnel has been taken down (In the form of a GTP-C Delete Session Response) the S-GW sends a GTP-C Delete Session Response to the MME.

The MME must signal to the eNB it can release the RNTI and the radio resources. To do this it sends a S1-AP UE Context Release Command which releases the radio bearers and tears down the S1-UP bearer between the eNB and the S-GW.

The eNB then sends a S1-AP UE Context Release Completeto the MME.

Finally the MME sends a Diameter Notification Request (PGW and APN Removed) to the HSS to update the HSS of the user’s status, the HSS signals back with a Diameter Notification Answer and the HSS knows the user is no longer reachable.

IMTx: NET02x (4G Network Essentials) – Management of Data Flows – 7. NAS and Global View of Protocol Stack

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

The LTE architecture compartmentalises the roles in the mobile network.

For example the eNB concentrates on radio connection management, while the MME focuses on security and mobility.

Non Access Stratum (NAS) messages are exchanged between the terminal and the MME.

Access Stratum (AS) messages are exchanged over the air between the UE and the eNB. It contains all the radio related information.

The eNB must map the NAS messages from an MME to a LCID and RNTI and transmit them over the air, and vice-versa. The eNB forwards this data without ever analyzing it.

Transport of S1 messages is carried over SCTP which I’ve spoken about in the past.

The above image overlaps with the radio version we talked about earlier.

IMTx: NET02x (4G Network Essentials) – Management of Data Flows – 5/6. S1AP Connection

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

Each MME can manage millions of UEs.

To handle this load the requirements of each subscriber for the MME must be as minimal and simple as possible so as to scale easily.

For each UE in the network a connection is setup between the UE and the MME.

This is done over the S1-AP’s Control Plane interface (sometimes calls S1-Control Plane or S1-CP) which carries control plane data to & from the UE via the eNB to the MME.

S1-CP is connection-oriented, meaning each UE has it’s own connection to the MME, so there are as many S1-CP connections to the MME as UE’s connected.

Each of these S1-CP connections is identified by a pair of unique connection IDs. The eNB keeps track of the connection IDs for each UE connected and hands this information off each time the UE moves to a different eNB.

The eNB keeps a lookup table between the RNTI of the UE and the LCID – the Logical Channel Identifier. This means that the eNB knows the sent and received ID of the S1-CP connection for each UE, and is able to translate that into the RNTI and LCID used to send the data over the air interface to the UE.

S1-CP Connect (Attach Procedure)

As we discussed in radio interfaces, when a UE connects to the network it is assigned an RNTI to identify it on the radio interface and allocate radio resources to it.

Once the RNTI is confirmed by both the eNB and the UE, a EMM Attach Request, which is put into an RRC Message called RRCConnectionSetupComplete.

The eNB must next choose a serving MME for this UE. It picks one based on it’s defined logic, and sends a S1-AP Intial UE Message (EMM Attach Request) to the MME along with the eNB’s connection identity assigned for this connection.

The MME stores the connection identity assigned by the eNB and chooses it’s own connection identity for it’s side, and sends back an S1AP Downlink NAS Transport response with both connection identities and the response for the attach request (This will be an EMM Authentication Request).

The eNB then stores the connection identity pair and the associated RNTI and LCID for the UE, and forwards the EMM Authentication Request to the RNTI of the UE via RRC.

The UE will pass the authentication challenge input parameters to the USIM which will generate a response. The UE will send the output of this response in a EMM Authentication Responseto the eNB, which will look at the RNTI and LCID received and consult the table to find the Connection Identifiers and IP of the serving MME for this UE.

S1AP Connect procedure

IMTx: NET02x (4G Network Essentials) – Management of Data Flows – 3. Identifying & Managing Tunnels

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

As we’ve talked about traffic to and from UEs is encapsulated in GTP-U tunnels, with the idea that by encapsulating data destined for a UE it can be routed to the correct destination (eNB serving UE) transparently and efficiently.

As all traffic destined for a UE will come to the P-GW, the P-GW must be able to quickly determine which eNB and S-GW to send the encapsulated data too.

The encapsulated data is logically grouped into tunnels between each node.

A GTP tunnel exists between the S-GW and the P-GW, another GTP tunnel exists between the S-GW and the eNB.

Each tunnel between the eNB and the S-GW, and each tunnel between S-GW and P-GW, is allocated a unique 32 bit value called a Tunnel Endpoint Identifier (TEID) allocated by the node that corresponds to each end of the tunnel and each TEID is locally unique to that node.

For each packet of user data (GTP-U) sent through a GTP tunnel the TEID allocated by the receiver is put in the GTP header by the sender.

The destinations of the tunnels can be updated, for example if a UE moves to a different eNB, the tunnel between the S-GW and the eNB can be quickly updated to point at the new eNB.

If the UE moves to a different eNB only the tunnel between the S-GW and the eNB needs to be updated

Each end of the tunnel is associated with a TEID, and each time a GTP packet is sent through the tunnel it includes the TEID of the remote end (reciever) in the GTP header.

IMTx: NET02x (4G Network Essentials) – Management of Data Flows – 2. GTP Protocol

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

When a packet arrives from an external network, like the internet, it is routed to the P-GW.

The P-GW takes this packet and places it in another IP packet (encapsulates it) and then forwards the encapsulated data to the Serving-Gateway.

The S-GW then takes the encapsulated data it just recieved and sends it on inside another IP packet to the eNB.

The encapsulated data sent from the P-GW to the S-GW, and the S-GW to the eNB, is carried by UDP, even if the traffic inside is TCP.

Communication between these elements can be done using internal addressing, and this addressing information will never be visible to the UE or the external networks, and only the P-GW needs to be reachable from the external networks.

This encapsulation is done using GTP – the GPRS Tunneling Protocol.

Specifically IP traffic to and from the UE is contained in GTP-U (User data) packets.

The control data for GTP is contained in GTP-C packets, which sets up tunnels for the GTP traffic to flow through (more on that later).

To summarize, user IP packets are encapsulated into GTP-U packets, which are a transported by UDP between the different nodes (S-GW and eNB)

IMTx: NET02x (4G Network Essentials) – Radio Interface – 7. PDCP & Global Vision

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

The Packet Data Convergence Protocol PDCP protocol stack sits ontop of the radio interface stack, and manages the connection the EPC.

There is one PDCP per RLC instance, except when operating in Transparent Mode.

Functionality offered by PDCP

Header Compression

Using Robust Header Correction (ROHC) PDCP compresses the headers.

As the traffic is point to point headers vary vary little so is predictable and can be compressed efficiently.

For a VoLTE medea stream a 40 byte IPv6 header, 8 byte UDP header, 12 byte RTP header and 30 bytes of RTP data.

This means that we have 60 bytes of headers and only 30 bytes of data, which is a very inefficient use of resources, so by compressing this data we can shrink this substantially.

Handover Mitigation

When handing over between NodeBs on previous 3GPP RANs packet loss and reordering was common during handovers between NodeBs.

E-UTRAN specs have minimized this as much as possible, the handing off eNB can transfer information using PDCP about data to be transferred to the UE to the eNB the UE is handing over too.


As the radio link is particularly vulnerable to eavesdropping, PDCP offers another independent ciphering and integrity control mechanism to verify data is not modified / intercepted.

Usage of PDCP Functionality

Not all these functionalities are used for all types of traffic, as shown in the table below.

PDCP usage in LTE

Recap of Radio Interfaces

PDCP is discussed in this post, interfacing the radio interface with the core network.

RLC is discussed here and manages re-sequencing of data, offers 3 modes of QoS and performs segmentation and concatenation of traffic.

MAC is discussed here and performs multiplexing of the logical channels, HARQ, Radio Resource Allocation.

Physical Channel is discussed here and performs coding for error correction and modulates the data onto the Air (Uu) interface via FDD or TDD.

Data Hierarchy

A summary of the hierarchy is shown here with user data in pink and control data in blue:

The RNTI is shown in a dotted box as the RNTI is not transmitted as a header on the transport block but is logically associated with the transport block thanks to the allocation table.

Abbreviation Index

Complete Notes

All my notes on NET02x are available here.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 6. Random Access

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

LTE mostly relies on reservation based protocols, meaning resources are broken up into smaller elements which are reserved and allocated dynamically as needed.

The problem is when it comes time to add a new UE to an eNB, the UE needs to be allocated a resources to be allocated a RNTI so it can request / be allocated resources.

In the uplink a group of resources is reserved so any new UE can indicate it’s presence and be assigned an RNTI, so it can go on to request & be allocated resources.

This is done on the Physical Random Access Channel (PRACH), made up of 6 resource blocks, and occurs every 1-20ms depending on what the operator has configured.

Access to the PRACH is by CDMA (Code Division Multiple Access). Without going into the mechanics of CDMA the important thing to note is that on CDMA two transmissions can occur at the same time and as long as they are each using a different one of CDMA’s 64 Codes the eNB will be able to distinguish between the two transmissions.

When attempting to associate the UE will send a CDMA symbol with one of the 64 CDMA sequence codes across all 6 resource blocks. As we discussed the eNB will still be able to determine the code used even if multiple UEs were transmitting at the same time each hoping to associate with the eNB.

UE Attach and RNTI Assignment

The UE begins by listening to the eNB to identify when the Physical Random Access Channel (PRACH)is scheduled.

Once the UE knows when the PRACH is going to be it transmits one of the 64 possible CDMA codes on the PRACH in all 6 of the resource blocks in the Random Access Channel.

The eNB detects the transmission and which one of the 64 CDMA codes was used by the UE wishing to attach, and the eNB assigns it an RNTI.

At this point only the eNB knows the RNTI, it needs to let the UE know it’s assigned RNTI so it can start scheduling.

The eNB creates a new identifier RA-RNTI or Random Access – RNTI. This is calculated using the CDMA code used by the UE in it’s transmission on the PRACH and the RNTI to be assigned.

The eNB then allocates a resource for that RNTI so the UE can send a response back in the form of a Connection Request containing the TMSI.

The eNB then echos back the connection request on the channel allocated to the RNTI.

The echo procedure means if two UEs happened to use the same CDMA Code and both believed they were the owner of the RNTI assigned by the eNB, the eNB would either have received only one of the responses, in which case the other would detect the wrong identity in the echo and start the random access procedure again, or both would be lost and both would start the random access procedure again, as shown below:

As we can see the eNB recieved TMSI1’s Connection Request, and sent back the echo, TMSI one confirmed it and continued the setup procedure, while TMSI2’s Connection Request was not received by the eNB and it knows this beacuse the echo did not contain it’s TMSI. TMSI2 detects thew wrong identity and stops that process and starts the random access procedure again.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 5. RLC Protocol

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

As we just discussed the MAC layer multiplexes streams from the RLC layer. This allows mutliple streams of data to share the same radio connection, but different streams may have different requirements in terms of latency or reliability, aka different QoS requirements.

The Radio Link Control (RLC) layer sits above the MAC layer and can manage:

  • Re-sequencing of blocks held up by HARQ
  • Concatenates / segments messages to fit into the size defined by the MAC layer
  • Re-transmits lost blocks (independent of ARQ)

These functions are set out and managed based on which of the 3 RLC Modes used based on QoS requirements of the traffic type.

RLC Modes

RLC has 3 services or modes that can be used depending on the type of data transmitted:

Transparent Mode (TM)

  • Does not offer any RLC features / services
  • Can only be used for short messages (As no segmentation to fit MAC requirements)
  • Mainly used for signaling messages

Unacknowledged Mode (UM)

  • Re-Sequences data if received out of order
  • Segments data according to MAC needs / limitations
  • Low latency but no re-transmission on the RLC layer
  • Suitable for VoLTE / real time communications
  • Does not re-transmit lost packets

Acknowledged Mode (AM)

  • Like UM but adds re transmission of lost packets
  • Higher latency but more reliable
  • Suitable for web browsing, file transfer, etc.
  • Upon valid receipt of a message the receiver sends an ACK on the data channel.

Several different RLC modes/services can be used at the same time by a single UE, as we saw in the last post:

The MAC layer takes packets from each of the different RLC streams and packs them into MAC SDUs.

Here we can see 3 different RLC SDUs being packet into MAC SDUs.

RLC SDU 1 is packed into the a RLC PDU along with RLC SDU2. These two are concatenated together. RLC also adds a header to delineate the start of RLC SDU 1 and the start of RLC SDU 2.

The header allows the receiver to determine where each RLC SDU starts and ends and the sequence number of each RLC SDU.

Part of RLC SDU 3 is also packed into the first RLC PDU, and the second part is packed into the next RLC PDU. RLC is said to have segmented or fragmentedthis message as it splits it across multiple RLC PDUs for transmission. Again the RLC PDU adds headers to define that the data it contains is split across multiple RLC PDUs.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 4. Transmission Reliability in Radio

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

Radio is always subject to interference, we talked before about how coding is used on the physical layer to try and correct these errors.

The MAC layer (Media Access Control) handles error correction, and performs multiplexing of services to the same UE at the same time (multiplexing).

Automatic Repeat Request (ARQ)

When data is sent a CRC (Cyclic Redunancy Check) is added, containing a checksum equivalent of the data contained in the message.

The receiver runs the same CRC calculation on the data, and if the CRC value is not equal to the CRC value it received it knows the data is not correct/complete.

There are 3 scenarios shown below:

Scenario 1 – Data is sent and the CRC calculated by the sender matches the CRC calculated by the reciver.
An ACK is sent to confirm the data was received correctly.

Scenario 2 – Data is sent and the CRC calculated by the sender does not match the CRC calculated by the receiver.
The receiver sends a NACK (Negative Ack),
The sender sends the data again, the CRC this time matches, so an ACK is sent to confirm the data was received correctly.

Scenario 3 – Data is sent by not ACK or NACK was received. This could mean the data was not received, or the ACK/NACK was not received.
The sender then sends the message again.
This process is repeated a set number of times after which if no response is received the sender gives up.


This technique is called Send and Wait ARQ, because the sender must send the data and wait for an ACK/NACK, and will automatically request re-transmission.

Because CRC may take some time to calculate the ACK/NACK is given time to process by the receiver and the ACK/NACK is sent 4ms after it was received.

If a NACK is received the data is re-transmitted 4ms after receipt of the NACK.

This means all up it takes up to 8ms (8 subframes) to send the data, wait for the response and send again if needed. During this time no other data would be sent.

As you can imagine this isn’t a particularly efficient use of time or resources, so the EUTRAN specs define 8 Send and Wait processes in parallel.

While the first process is blocked waiting for an ACK/NACK, another process can transmit. This is called Parallel Send and Wait.

The problem with this is it can lead to data being received out of sequence, as if data is sent and a re-transmission is needed (NACK received by sender) that data will be received after the data sent 8 frames after it.

Here we can see Block 2 was lost, a NACK was sent and a re-transmission occurs 8 subframes later, long after Block 3 and Block 4 were received.

The MAC layer does not deal with re-sequencing, this is managed by the RLC layer above the MAC layer.

Hybrid ARQ

LTE relies on Hybrid ARQ. To increase redundancy and increase the possibility of decoding a corrupted message correctly.

We talked about coding – sending multiple copies of the same data and comparing them to find the common features that would indicate correct data, Hybrid ARQ functions in much the same way.

To increase error correction performance the receiver keeps the invalid/corrupt messages it sends a NACK for, so it can compare it to the re-transmitted version and hopefully correctly decode the message even if the re-transmission is corrupted.

It is called Hybird because the MAC layer has to communicate to the physical layer to let is know this is a re-transmission and not a new transmission.

Multiplexing on the MAC Layer

You may use your smartphone (UE) for a voice call while looking up something online and getting push notifications, while these are 3 distinct streams of data, there is only one stream of data to and from the eNB <-> UE.

These different types of data all need to be combined into one “pipe” between the eNB and UE, this is known as multiplexing.

The RLC layer has multiple types of data arranged in logical channels, but this data has to be put into a MAC PDU and sent over the air.

In the standard networking model, data in an upper layer is called SDU “Service Data Units”, and data in a lower layer is called a PDU “Protocol Data Units”.

To form the transport blocks the MAC layer must take each of the SDUs from the RLC layer, and put it into the transport block, as show in the image above.

The MAC header contains the delineation of what data is for which SDU on the RLC layer.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 3. Packet Allocation

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

Allocation Tables

To inform UEs of which resources are allocated to it, the eNB regularly publishes Allocation Tables with this information.

Resources are allocated dynamically, by the eNB to all the UEs it is serving.

Because the eNB manages all the resources, the eNB must inform the UEs which resources are allocated to which UEs.

This is broken into two functions:

  • A UE must be able to be informed it’s going to receive data (downlink) and be allocated the resources for it.
  • A UE must be able to request resources from the eNB to send data (uplink) and be allocated resources for it.

The eNB manages all resource allocation, for downlink and uplink, when they are needed. This is done through an allocation table published by the eNB every subframe (1ms).

There are two allocation tables – One for uplink, one for downlink.

Addressing on the Radio Interface – RNTI

As an allocation table needs to allocate resources to each UE it needs a way to address them.

GUTI, IMSI, TMSI etc, are all too long (allocation tables are published every subframe so need to be a small as possible).

Instead for addressing in the allocation tables as RNTI – Radio Network Temporary Identifier is issued by the eNB to each UE it is serving, the RNTI is issued by the eNB and only valid for that cell, if the user moves to another cell served by another eNB another RNTI is allocated by that eNB.

The RNTI is 16 bits long, meaning it can store 65,536 decimal values. (65,536 UEs)

Allocation on Downlink

Resource allocation for the downlink is managed by the eNB, which publishes allocation tables every subframe defining which resource blocks are allocated to which UE.

The resource blocks contains the RNTI of each UE to receive data and the resource blocks it’s data will be contained in.

Each UE listens for the allocation tables published in each subframe, and if the UE sees it’s own RNTI in the allocation table it listens on the resource blocks allocated to it.

In the example above we can see the allocation table in the dark blue colour, published every 1ms (aka every subframe).

In this example the UE that has been assigned RNTI 63 (represented in green) has got resource blocks 12 & 13 assigned to it, so will listen on 12 and 13 to get it’s downlink data.

Because UEs only listen for the allocation tables and the resource blocks assigned to them, it leads to power savings on the UE as they don’t all need to listen / decode to all resource blocks. Power savings on the UE translate to better battery efficiency.

The UE with RNTI 61 for example, does not get allocated any resource blocks in the downlink in the example allocation table, so it listens for the allocation table and then goes into standby mode until the next allocation table is published.

The allocation tables are contained in the Physical Downlink Control Channel (PDCCH) a channel used only by the eNB to broadcast resource allocation tables and control data.

The actual downlink data for each UE is contained in the Physical Downlink Shared Channel (PDSCH)

Allocation in the Uplink

Allocation in the uplink is similar to allocation in the downlink, however there are some important differences.

  • The UE must request the resources from the eNB and wait for them to be allocated in the next uplink resource block.
  • There is a 4ms delay between a resource block being allocated in an allocation table by the eNB for the uplink and it being used by the UE to send data. This gives the UE time to get the data ready to go into the resource block.

The UE requests a resource from the eNB (covered later) and the eNB publishes an allocation table in the next subframe, however this allocation table is to be used in 4 subframes time.

The UE then buffers this allocation table and uses it in 4 subframes time.

By having this delay in using the resource table / allocating resource tables in advance, it allows our UEs to prepare the message for transmission, encode it, modulate it, etc.

The image below shows the UE in red requesting a resource for uplink from the eNB, the eNB then publishes the allocation table for 4 subframes time, the UE waits for 4 subframes to pass and then the UE transmits using the resources allocated in the allocation table published 4ms prior.

For example in the image below the UE with the RTNI of 64, represented in light blue, has requested a resource to send data (uplink), the eNB publishes an uplink allocation table in the next subframe, and the UE has then 4 subframes to prepare the data for transmission before sending the data using the resources allocated in the allocation table sent to it 4 subframes prior.

Like in the Downlink, Uplink transmissions are managed by a Control Channel and data is contained within a Data Channel.

The Physical Uplink Control Channel (PUCCH) contains the control information and the resource tables for the uplink (to be used in 4 subsframes time), shown in gray.

The data being sent from the UEs is contained in Physical Uplink Shared Channels (PUSCH) allocated 4ms prior in a PUCCH.

When a UE has data to transmit it transmits on the PUCCH to request a resource block for the uplink data.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 2. Resource Blocks & Sub-Frames

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

As spectrum is sparse and expensive, so it must be used wisely and shared across multiple users.

LTE shares spectrum in both frequency and time.


LTE can use bandwidths from 1.4Mhz to 20Mhz, based on the spectrum owned and needs of the area.

Spectrum is divided into sub-carriers, allowing each subcarrier to be allocated to a different user, and these subcarriers are re-allocated by the eNB based on the terminal’s needs.

Resource Element (RE)

A Resource Element is the time and frequency a single symbol can be transmitted on.

Resource Elements are allocated by the eNB to UEs and the UE transmits on it’s allocated resource element one symbol.

The size of the data in the symbol is defined by the MCS used.

One Resource Element is contained within 1 subcarrier of 15kHz lasting 66μ s.

Resource Blocks (RB)

Because resource elements are so small, they’re managed in Resource Blocks.

Each Resource Block lasts 0.5ms with 12 sub carriers on each, allowing for 84 Resource Elements in per Resource Block.

The number of Resource Blocks that can be used is determined by the spectrum available.

As we can calculate a Resource Block occupies 180kHz of bandwidth, how many Resource Blocks we can have is determined by how many will fit into our bandwidth.

A system using the minimum bandwidth of 1.4Mhz will have 6 RBs available (1.4Mhz divides into 6 complete 180kHz RBs), while one using the maximum of 20Mhz will have 100 RBs available.

Not all the REs in an RB can be used by terminals though, many of them are reserved for LTE control channels.

The purple and red blocks are reserved as control channels

Meaning only the white REs shown above can be filled with user traffic.


Every 1ms (or 2 Resource Blocks) LTE reallocates the RBs to the terminals that need to communicate.

This means Resource Blocks are allocated in pairs, called a subframe, lasting 1ms.

Subframe, RB, RE Hierarchy

Each subframe is 1ms long and made up of 2 0.5ms Resource Blocks.

Each Resource Block contains 84 Resource Elements, each of which contain one symbol of data.

Resource Allocation in Uplink

When a device needs to transmit data it is allocated one or more resource blocks.

If the number of resource blocks is not enough it can be allocated more in the next subframes.

The amount of data a device can transmit in each subframe is called a Transport Block and is made up of the number of RBs and the modulation (MCS) used.

Table of MCS vs Resource Block Pairs (Subframes) and resulting data throughput rate in bits

The sub frame containing contain data for various terminals is shown below in different colors.

Transmission Chain

Transport Blocks are filled with data based on the Transport Block size.

CRC is added to detect errors.

Data is encoded to help recover data containing errors. (Defined by MCS)

Data is modulated (Using modulation scheme defined by MCS)

Data is transmitted in the user-data part that has been allocated in one or more Resource Block Pairs.

IMTx: NET02x (4G Network Essentials) – Radio Interface – 1. Radio Transmission

These are my lecture notes from IMT’s NET02x (4G Network Essentials) course, I thought I’d post them here as they may be useful to someone. You can find my complete notes here.

The E-UTRAN relies on Phase Shift Keying to modulate data.

The downlink uses orthogonal frequency division multiplex (OFDM) while the uplink uses SC-FDMA due to OFDM’s high peak-to-average-power ratio making it unstable for uplink due to power consumption requirements.

Binary Phase Shift Keying (BPSK)

The simplest modulation is Binary Phase Shift Keying, allowing the phase to be left unmodified to encode a 0, or offset by 180 degrees (aka π) to transmit a 1.

While each bit of data is being transmitted, the time it is being sent over the air is referred to as the symbol length.

2 phase states of BPSK in LTE
2 Phase States of BPSK

Quaternary Phase Shift Keying (QPSK)

QPSK adds to additional phase states, to allow us to send twice as much data in one symbol.

This is done by defining more than two states (phase unmodified, phase offset by pi), but rather 4 states:

DataPhase Offset

This means we can transmit double the number of bits in a single symbol, with QPSK we can now transmit 2 bits per symbol as per the table above.

This means the data rate of QPSK is twice that of BPSK.

4 phase states of QPSK in LTE
4 phase states of QPSK


Thanks to interference, drift, Doppler shift etc, our modulated data probably isn’t going to be received at exactly the same offset that it was sent.

So because our phase shift isn’t going to land exactly on the red dot in the circle, but somewhere nearby.

The receiver will determine the phase of the signal based on it’s proximity to a known phase shift angle.

Because QPSK has more phase states than BPSK we get a higher data rate, but as the recieved data isn’t going to be exactly the phase offsets defined, the states may overlap and the receiver will not receive the correct information


Channel conditions restrict the modulation techniques we can use. BPSK is slower but more reliable, while QPSK is faster but more error prone due to it’s lower tolerances.

Transmission Reliability

Error Correction is needed in LTE to make sure the message can be reconstructed correctly by the reciever.

To do this, in a simple form LTE adds redundant data.

For example sending 3 copies of the data increases the chance one will get through correctly, and provides the receiver with information to discriminate the right data.

(If only two copies were sent to increase the reliability, the receiver wouldn’t know which one was the correct one.)

Let’s take an example of sending the message “Hello World” and look at the 3 copies sent.

Copy 1: Helso Wdrld
Copy 2: H1llo Worlp
Copy 3: qello Uorld
Correct Data: Hello World

By looking at what’s common we can see that the first letter is H in the first to copies, but not in the third copy, so we can say with some surety that the first letter is H.

The second letter is e in copy 1 and copy 3, so we can again say the second letter is e.

This is a simplified example of coding the data with redundant data to aid in reconstruction.

The ratio of useful information / total transmitted is called the coding rate.

LTE coding rates can vary from 1/3 for extensive error correction, to close to 1 for almost no error correction.

Modulation Coding Scheme (MCS)

As channel conditions change continuously for each terminal/UE, LTE has to change the modulation technique and coding rate dynamically as channel conditions change for each terminal/UE.

The Modulation Coding Scheme is the combination of modulation and coding scheme used, and this changes/adapts in real time based on the signal conditions, independently for each terminal/UE.

There are 29 MCS combinations in LTE.

Wireshark trace showing a "401 Unauthorized" Response to an IMS REGISTER request, using the AKAv1-MD5 Algorithm

All About IMS Authentication (AKAv1-MD5) in VoLTE Networks

I recently began integrating IMS Authentication functions into PyHSS, and thought I’d share my notes / research into the authentication used by IMS networks & served by a IMS capable HSS.

There’s very little useful info online on AKAv1-MD5 algorithm, but it’s actually fairly simple to understand.

RFC 2617 introduces two authentication methods for HTTP, one is Plain Text and is as it sounds – the password sent over the wire, the other is using Digest scheme authentication. This is the authentication used in standard SIP MD5 auth which I covered ages back in this post.

Authentication and Key Agreement (AKA) is a method for authentication and key distribution in a EUTRAN network. AKA is challenge-response based using symmetric cryptography. AKA runs on the ISIM function of a USIM card.

I’ve covered the AKA process in my post on USIM/HSS authentication.

The Nonce field is the Base64 encoded version of the RAND value and concatenated with the AUTN token from our AKA response. (Often called the Authentication Vectors).

That’s it!

It’s put in the SIP 401 response by the S-CSCF and sent to the UE. (Note, the Cyperhing Key & Integrity Keys are removed by the P-CSCF and used for IPsec SA establishment.

Wireshark trace showing a "401 Unauthorized" Response to an IMS REGISTER request, using the AKAv1-MD5 Algorithm
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